Compliance & Risk
Counterparty screening requirements that apply as conditions of engagement with Keystone Trading Groupe.
Counterparty Screening Requirements
Before any commercial engagement, Keystone Trading Groupe requests the information below from counterparties. Engagement may be declined or discontinued if requirements are not met or screening results are unsatisfactory.
KYC Documentation
Identification of authorized signatories and representatives acting on behalf of the counterparty.
KYB Documentation
Corporate registration documents, registered address, and evidence of signing authority for the contracting entity.
Beneficial Ownership
Disclosure of ultimate beneficial owners and controlling persons of the counterparty.
Sanctions Screening
Counterparties, their beneficial owners, and related parties must not be subject to sanctions and are subject to screening against OFAC (U.S.), EU, and UN sanctions lists.
Documentation
Commercial agreements, confirmations, and supporting materials are required in writing before any transaction proceeds.
Confidentiality
Documents provided by counterparties are treated as confidential commercial information.
Conditions for Any Engagement
Any opportunity or transaction involving Keystone Trading Groupe remains conditional on:
- Receipt of the requested KYC / KYB and beneficial ownership information
- Satisfactory sanctions screening against OFAC, EU, and UN lists
- Commercial negotiation and written documentation
- Contract execution in accordance with agreed terms
- Applicable law and regulation
Compliance Contact
Compliance inquiries and counterparty documentation: info@keystonetrading.us.